Dual Corporate Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Martin Lineham
IRN DML01060
- [FCA CF] Significant management (since 28 Apr 2025)
David Mercer
IRN DXM02051
- CF1 Director (7 Mar 2008 to 16 Jan 2012)
David Philip Howden
IRN DPH01063
- SMF7 Group Entity Senior Manager (since 19 Feb 2020)
- CF29 Significant management (15 Nov 2019 to 8 Dec 2019)
- CF1 Director (13 Feb 2010 to 25 May 2016)
Debbie Morman
IRN DXM00595
- [FCA CF] Significant management (18 Jan 2021 to 9 Jul 2024)
Diane Rose Collins
IRN DXC00222
- [FCA CF] Significant management (since 1 Aug 2025)
Dorothy Ann Berresford
IRN DAB01161
- CF2 Non Executive Director (2 Sep 2014 to 6 May 2015)
Emile Harold Woolf
IRN EHW01007
- CF2 Non Executive Director (19 Mar 2010 to 25 May 2016)
Eric Rene Marcel Fady
IRN ERF01010
- CF1 Director (26 Feb 2010 to 1 Jul 2015)
Fergus Davey
IRN FXD00120
- [FCA CF] Significant management (1 Aug 2024 to 19 Mar 2026)
Glenn Marshall
IRN GXM01219
- CF1 Director (AR) (3 Jul 2014 to 1 Nov 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.