Dual Corporate Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Catherine Farnworth
IRN CXF00196
- SMF18 Other Overall Responsibility (since 26 Jun 2024)
Catherine Nicola Dixon
IRN CND01019
- SMF3 Executive Director (since 23 Aug 2024)
Charles Hall Janeway
IRN CHJ01025
- CF2 Non Executive Director (AR) (22 May 2017 to 30 Jun 2019)
Christopher Cadell Fletton
IRN CCF01023
- CF1 Director (27 Mar 2007 to 31 Jan 2009)
Ciaran John Astin
IRN CJA01145
- SMF18 Other Overall Responsibility (since 11 Apr 2025)
Clement Burns Booth
IRN CBB01005
- CF2 Non Executive Director (29 Jan 2016 to 10 May 2019)
Clifford Browne
IRN CDB01155
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
Craig Miller
IRN CXM01075
- [FCA CF] Significant management (11 Jun 2024 to 17 Jul 2024)
Damian Crowe
IRN DXC00471
- [FCA CF] Significant management (since 9 Dec 2019)
Damien Peter Coates
IRN DPC01120
- CF29 Significant management (28 Feb 2013 to 31 Mar 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.