Dual Corporate Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Timothy Woodhouse
IRN TXW00181
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2023)
Tristan Haley-Burrows
IRN TXH01715
- SMF5 Head of Internal Audit (since 9 Dec 2019)
- CF28 Systems and controls (15 Oct 2019 to 8 Dec 2019)
Vanessa Fouquet
IRN VXF00059
- [FCA CF] Significant management (19 Dec 2023 to 8 Aug 2024)
Virginio Mercurio
IRN VXM00116
- [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2026)
WILLIAM BEVAN
IRN WXB15756
- [FCA CF] Significant management (since 2 May 2023)
Zain Anwar
IRN ZXA00037
- [FCA CF] Significant management (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.