Dual Corporate Risks Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Subject to this activity being limited to a non-mainstream regulated activity
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Catherine Farnworth
IRN CXF00196
- SMF18 Other Overall Responsibility (since 26 Jun 2024)
Catherine Nicola Dixon
IRN CND01019
- SMF3 Executive Director (since 23 Aug 2024)
Charles Hall Janeway
IRN CHJ01025
- CF2 Non Executive Director (AR) (22 May 2017 to 30 Jun 2019)
Christopher Cadell Fletton
IRN CCF01023
- CF1 Director (27 Mar 2007 to 31 Jan 2009)
Ciaran John Astin
IRN CJA01145
- SMF18 Other Overall Responsibility (since 11 Apr 2025)
Clement Burns Booth
IRN CBB01005
- CF2 Non Executive Director (29 Jan 2016 to 10 May 2019)
Clifford Browne
IRN CDB01155
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
Craig Miller
IRN CXM01075
- [FCA CF] Significant management (11 Jun 2024 to 17 Jul 2024)
Damian Crowe
IRN DXC00471
- [FCA CF] Significant management (since 9 Dec 2019)
Damien Peter Coates
IRN DPC01120
- CF29 Significant management (28 Feb 2013 to 31 Mar 2014)

Smaller firms operating under this firm's FCA authorisation.

harwood Hutton Advisory Services LLP (no longer appointed)
FRN 790206 · Appointed 2 Oct 2017 · Until 1 Mar 2023
Lloyal Limited (no longer appointed)
FRN 790198 · Appointed 2 Oct 2017 · Until 1 Apr 2022
Estate Technical Solutions Limited (no longer appointed)
FRN 575058 · Appointed 2 Oct 2017 · Until 29 Jun 2020
DYE & DURHAM (UK) LIMITED (no longer appointed)
FRN 465656 · Appointed 2 Oct 2017 · Until 23 Jun 2023
The Conveyancing Association (no longer appointed)
FRN 790197 · Appointed 2 Oct 2017 · Until 20 Feb 2025
Bourse Company Services Limited (no longer appointed)
FRN 790199 · Appointed 2 Oct 2017 · Until 14 May 2021
Sure Legal Ltd (no longer appointed)
FRN 789942 · Appointed 27 Sep 2017 · Until 20 May 2019
AXA ART Europe Limited (no longer appointed)
FRN 407451 · Appointed 28 Dec 2016 · Until 4 Jan 2017
Landmark Information Group Limited (no longer appointed)
FRN 711320 · Appointed 24 Jul 2015 · Until 9 May 2019
Lawlink (UK) Limited (no longer appointed)
FRN 695087 · Appointed 13 May 2015 · Until 6 Jul 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.