Date authorised
1 April 2013
Companies House
04160680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Woodhouse

    IRN TXW00181

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2023)
  • Tristan Haley-Burrows

    IRN TXH01715

    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • CF28 Systems and controls (15 Oct 2019 to 8 Dec 2019)
  • Vanessa Fouquet

    IRN VXF00059

    • [FCA CF] Significant management (19 Dec 2023 to 8 Aug 2024)
  • Virginio Mercurio

    IRN VXM00116

    • [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2026)
  • WILLIAM BEVAN

    IRN WXB15756

    • [FCA CF] Significant management (since 2 May 2023)
  • Zain Anwar

    IRN ZXA00037

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.