Dual Corporate Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Ramira
IRN JXR00833
- [FCA CF] Significant management (since 14 Jun 2024)
James Thomas Gerry
IRN JTG01007
- CF1 Director (14 Jan 2005 to 5 Jul 2007)
Jennifer Louise Strutt
IRN JLM01176
- CF1 Director (9 Dec 2010 to 5 Jan 2015)
Joff Percy
IRN JXP00148
- [FCA CF] Significant management (since 1 Sep 2025)
John Bernstein
IRN JXB02837
- CF2 Non Executive Director (28 May 2013 to 25 May 2016)
John George Hamilton
IRN JGH01118
- [FCA CF] Significant management (since 1 Sep 2025)
John Michael Murphy
IRN JMM01098
- CF1 Director (AR) (20 Jun 2014 to 1 Nov 2016)
John Philip de Blocq Van Kuffeler
IRN JPD01155
- CF2 Non Executive Director (26 Feb 2010 to 31 Dec 2013)
Jonathan James Dudeney
IRN JXD01004
- [FCA CF] Manager of certification employee (since 11 Mar 2025)
Jonathan Newman
IRN JSN01030
- CF2 Non Executive Director (20 Apr 2010 to 8 Jul 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.