Date authorised
1 April 2013
Companies House
04160680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Thomas Van Gieson

    IRN RTV01002

    • CF1 Director (22 Sep 2010 to 27 Apr 2012)
    • CF2 Non Executive Director (16 Oct 2009 to 22 Sep 2010)
  • Robert William Best

    IRN RWB01144

    • [FCA CF] Significant management (12 May 2025 to 29 Aug 2025)
  • Robley Moor

    IRN RXM01040

    • [FCA CF] Significant management (since 8 Aug 2024)
  • Roland Ridden

    IRN RXR01242

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Russell William Neil Kilpatrick

    IRN RWK01026

    • CF1 Director (AR) (29 Dec 2011 to 20 Apr 2016)
    • Responsible for Insurance Mediation (10 Mar 2011 to 26 Apr 2013)
    • CF3 Chief Executive (10 Mar 2011 to 13 May 2013)
    • CF1 Director (14 Jan 2005 to 29 Apr 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 28 Feb 2009)
  • Sara Philippa Bennison

    IRN SPB01222

    • SMF11 Chair of the Audit Committee (since 16 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (14 Jul 2023 to 31 Oct 2025)
  • Sarah Goldthorpe

    IRN SXG01663

    • CF1 Director (11 Aug 2009 to 1 Sep 2010)
  • Sean Shaw

    IRN SXS00788

    • [FCA CF] Significant management (20 Jan 2020 to 8 May 2024)
  • Shane Doyle

    IRN SXD01676

    • CF1 Director (AR) (11 Jun 2013 to 31 Oct 2015)
    • CF1 Director (13 May 2013 to 31 Oct 2015)
    • Responsible for Insurance Mediation (13 May 2013 to 31 Oct 2015)
    • CF3 Chief Executive (13 May 2013 to 31 Oct 2015)
  • Simon Cavendish McGinn

    IRN SCM01128

    • SMF3 Executive Director (since 1 Jan 2024)
    • SMF1 Chief Executive (since 1 Jan 2024)
    • Responsible for Insurance Distribution (since 1 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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