DTCC ITP (UK) LIMITED

Date authorised
1 April 2013
Companies House
04007732
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadgate Quarter
    One Snowden Street
    London
    EC2A 2DQ
    UNITED KINGDOM
    Phone
    +4402036923080
    Web
    http://www.dtcc.com

  • Complaints Contact

    Broadgate Quarter
    One Snowden Street
    London
    EC2A 2DQ
    UNITED KINGDOM
    Phone
    +4402076501549

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Noel Ryan

    IRN ANR01021

    • CF11 Money Laundering Reporting (11 May 2005 to 8 May 2006)
    • CF1 Director (11 May 2005 to 8 May 2006)
    • CF8 Apportionment and Oversight (11 May 2005 to 8 May 2006)
    • CF10 Compliance Oversight (11 May 2005 to 8 May 2006)
  • Amy Elizabeth Ward

    IRN AEW01058

    • CF1 Director (3 Mar 2004 to 6 Aug 2004)
  • Andrew William Dare Douglas

    IRN AWD01060

    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • David William Bray

    IRN DWB01130

    • CF10 Compliance Oversight (20 Jul 2009 to 12 Mar 2010)
    • CF11 Money Laundering Reporting (20 Jul 2009 to 12 Mar 2010)
  • Geoffrey Leonard Newman

    IRN GLN01011

    • CF1 Director (24 Jul 2007 to 4 Apr 2008)
    • CF8 Apportionment and Oversight (24 Jul 2007 to 4 Apr 2008)
    • CF10 Compliance Oversight (24 Jul 2007 to 4 Apr 2008)
    • CF11 Money Laundering Reporting (24 Jul 2007 to 4 Apr 2008)
  • Kathryn Ann Gurdon

    IRN KXG01332

    • CF11 Money Laundering Reporting (17 Feb 2011 to 1 Nov 2016)
    • CF10 Compliance Oversight (17 Feb 2011 to 1 Nov 2016)
  • Kevin Lawrence Milne

    IRN KLM01029

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2001)
  • Leigh Walters

    IRN LXW01093

    • CF8 Apportionment and Oversight (4 Jul 2006 to 24 Jul 2007)
    • CF11 Money Laundering Reporting (4 Jul 2006 to 24 Jul 2007)
    • CF13 Finance (4 Jul 2006 to 24 Jul 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Feb 2004)
    • CF1 Director (1 Dec 2001 to 27 Feb 2004)
  • Magda Carmel Fidelma Hopkins

    IRN MCL01037

    • CF1 Director (1 Dec 2001 to 4 Jun 2003)
  • Malcolm David Pobjoy

    IRN MDP01108

    • CF1 Director (29 Jun 2005 to 12 Aug 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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