Date authorised
2 November 2016
Companies House
09240825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andras Kobulniczky

    IRN AXK00431

    • [FCA CF] Client dealing (19 Jul 2024 to 29 Jan 2026)
  • Andreas Iten

    IRN AXI00165

    • [FCA CF] Client dealing (since 17 May 2024)
  • Anh Trung Nguyen

    IRN AXN00364

    • [FCA CF] Client dealing (15 Mar 2024 to 11 Jul 2025)
  • Anish Gupta

    IRN AXG00794

    • [FCA CF] Client dealing (1 Sep 2023 to 9 Apr 2024)
  • Anna Hedwig Bronlund

    IRN AXH00983

    • [FCA CF] Client dealing (1 Sep 2023 to 17 Mar 2026)
  • Anoshan Ananthajeyasri

    IRN AXA00676

    • [FCA CF] Client dealing (since 15 Aug 2022)
    • [FCA CF] Proprietary trader (15 Aug 2022 to 16 Aug 2022)
  • Aravind Mani

    IRN AXM01116

    • [FCA CF] Algorithmic trading (13 Jul 2021 to 22 Apr 2022)
  • Arsal Zaman Syed

    IRN AXS05332

    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Asa Jon Attwell

    IRN AJA01151

    • [FCA CF] Client dealing (since 17 Jul 2025)
  • Ashley Pickerill

    IRN AGP01088

    • [FCA CF] Client dealing (since 18 May 2021)
    • [FCA CF] Proprietary trader (18 May 2021 to 19 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.