Date authorised
14 November 2019
Companies House
12058390
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Dart House
    St. George's Square
    Bolton
    Greater Manchester
    BL1 2HB
    UNITED KINGDOM
    Phone
    +441204866902
  • Complaints Contact

    1st Floor
    Dart House
    St. George's Square
    Bolton
    Greater Manchester
    BL1 2HB
    UNITED KINGDOM
    Phone
    +441204866902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Elizabeth Gorman

    IRN AEG01076

    • CF1 Director (AR) (since 6 Jan 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2019 to 8 Dec 2019)
    • CF1 Director (14 Nov 2019 to 8 Dec 2019)
  • Clive Gorman

    IRN CXG01800

    • CF1 Director (AR) (since 6 Jan 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 14 Nov 2019)
    • CF1 Director (14 Nov 2019 to 8 Dec 2019)
  • Simon Murphy

    IRN SXM00857

    • CF1 Director (AR) (since 13 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.