Dragon Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dragon Brokers LtdStafford Court145 Washway RoadSaleTraffordM33 7PEUNITED KINGDOM- Phone
- +4401619745858
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Complaints Contact
Dragon Brokers LtdStafford Court145 Washway RoadSaleTraffordM33 7PEUNITED KINGDOM- Phone
- +4401619743284
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rebecca Jane Masters
IRN RXR00323
- Appointed representative dealing with clients for which they require qualification (20 Feb 2023 to 25 Apr 2025)
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Richard Andrew Seivwright
IRN RXS00920
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 19 Jan 2026)
- CF1 Director (AR) (14 Sep 2023 to 19 Jan 2026)
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Richard John Neilson
IRN RXN00098
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 9 Nov 2021)
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Richard Spennati
IRN RXS03150
- CF1 Director (AR) (27 Apr 2016 to 7 Feb 2018)
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Rigobel Fokou
IRN RXF01375
- CF1 Director (AR) (25 Nov 2023 to 27 Jan 2025)
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Robin Lawrence Jones
IRN RXJ01347
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (18 Nov 2013 to 8 Dec 2019)
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Rodion Gulakov
IRN RXG00241
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 27 Feb 2026)
- CF1 Director (AR) (14 Sep 2023 to 27 Feb 2026)
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Ross Whittingham
IRN RXW00407
- Appointed representative dealing with clients for which they require qualification (19 Sep 2022 to 1 May 2024)
- CF30 Customer (8 Sep 2022 to 8 Sep 2022)
- CF1 Director (AR) (8 Sep 2022 to 1 May 2024)
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Ruchikabahen Maganbhai Patel
IRN RXP00523
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2025)
- CF1 Director (AR) (since 22 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 27 Aug 2024)
- CF1 Director (AR) (4 Sep 2023 to 28 Aug 2024)
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Ryan Nehru
IRN RXN00229
- Appointed representative dealing with clients for which they require qualification (10 Jun 2024 to 23 Dec 2025)
- CF1 Director (AR) (24 May 2024 to 23 Dec 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Angel Mortgages (South West) Ltd (no longer appointed)
FRN 1006252 · Appointed 20 Dec 2023 · Until 31 Jul 2024
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Prosperity Financial London Ltd (no longer appointed)
FRN 1003687 · Appointed 17 Nov 2023 · Until 9 Jan 2025
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FY Financial Solutions Ltd (no longer appointed)
FRN 1004317 · Appointed 17 Oct 2023 · Until 28 Jan 2025
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Marcus & Mae Advisers Limited (no longer appointed)
FRN 1003042 · Appointed 16 Oct 2023 · Until 28 Jan 2025
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RAS Financial Services Ltd (no longer appointed)
FRN 1001846 · Appointed 14 Sep 2023 · Until 21 Jan 2026
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.