Dragon Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Daniel Giovanni Finazzo
IRN DXF00226
- Appointed representative dealing with clients for which they require qualification (12 Sep 2022 to 16 May 2023)
- CF1 Director (AR) (31 Aug 2022 to 16 May 2023)
Daniel Miroslav Grahovac Torres
IRN DXT00187
- Appointed representative dealing with clients for which they require qualification (2 Sep 2021 to 12 Jan 2023)
Daniel Scott Muckley
IRN DXM00851
- Appointed representative dealing with clients for which they require qualification (20 Mar 2023 to 3 Mar 2025)
- CF1 Director (AR) (20 Feb 2023 to 2 Mar 2025)
Darren David Gibson
IRN DXG87515
- CF1 Director (AR) (10 Jul 2020 to 12 May 2022)
Dave Carter
IRN DXC02588
- CF1 Director (AR) (4 May 2017 to 28 Jun 2019)
David Andrew Gladwin
IRN DXG87518
- CF1 Director (AR) (10 Jul 2020 to 12 May 2022)
David Anthony Hill
IRN DAH01306
- CF1 Director (AR) (29 Sep 2015 to 22 Aug 2016)
David John Downes
IRN DJD01240
- CF1 Director (AR) (26 Apr 2017 to 7 Feb 2018)
David Michael Peel
IRN DXP00354
- Appointed representative dealing with clients for which they require qualification (7 Feb 2022 to 31 Jul 2023)
David William Miller Robertson
IRN DXR01938
- Appointed representative dealing with clients for which they require qualification (7 Nov 2022 to 17 May 2023)
- CF1 Director (AR) (17 Oct 2022 to 17 May 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.