Dragon Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Dragon Brokers LtdStafford Court145 Washway RoadSaleTraffordM33 7PEUNITED KINGDOM- Phone
- +4401619745858
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Complaints Contact
Dragon Brokers LtdStafford Court145 Washway RoadSaleTraffordM33 7PEUNITED KINGDOM- Phone
- +4401619743284
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
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- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rebecca Jane Masters
IRN RXR00323
- Appointed representative dealing with clients for which they require qualification (20 Feb 2023 to 25 Apr 2025)
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Richard Andrew Seivwright
IRN RXS00920
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 19 Jan 2026)
- CF1 Director (AR) (14 Sep 2023 to 19 Jan 2026)
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Richard John Neilson
IRN RXN00098
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 9 Nov 2021)
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Richard Spennati
IRN RXS03150
- CF1 Director (AR) (27 Apr 2016 to 7 Feb 2018)
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Rigobel Fokou
IRN RXF01375
- CF1 Director (AR) (25 Nov 2023 to 27 Jan 2025)
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Robin Lawrence Jones
IRN RXJ01347
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (18 Nov 2013 to 8 Dec 2019)
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Rodion Gulakov
IRN RXG00241
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 27 Feb 2026)
- CF1 Director (AR) (14 Sep 2023 to 27 Feb 2026)
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Ross Whittingham
IRN RXW00407
- Appointed representative dealing with clients for which they require qualification (19 Sep 2022 to 1 May 2024)
- CF30 Customer (8 Sep 2022 to 8 Sep 2022)
- CF1 Director (AR) (8 Sep 2022 to 1 May 2024)
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Ruchikabahen Maganbhai Patel
IRN RXP00523
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2025)
- CF1 Director (AR) (since 22 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (25 Sep 2023 to 27 Aug 2024)
- CF1 Director (AR) (4 Sep 2023 to 28 Aug 2024)
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Ryan Nehru
IRN RXN00229
- Appointed representative dealing with clients for which they require qualification (10 Jun 2024 to 23 Dec 2025)
- CF1 Director (AR) (24 May 2024 to 23 Dec 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.