Date authorised
25 September 2024
Companies House
OC389190
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Hanover Square
    Mayfair
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442070161870
  • Complaints Contact

    5 Hanover Square
    Mayfair
    London
    W1S 1HE
    UNITED KINGDOM
    Phone
    +442070161870

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Bennison

    IRN AXB04510

    • SMF27 Partner (1 Apr 2025 to 31 Mar 2026)
  • Dean Weiying Du

    IRN DXD01633

    • SMF27 Partner (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 25 Sep 2024)
    • SMF16 Compliance Oversight (since 25 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2024)
  • Dihao Zeng

    IRN DXZ00038

    • [FCA CF] Client dealing (25 Sep 2024 to 5 Dec 2025)
  • Henry Hole

    IRN HXH00293

    • SMF27 Partner (1 Apr 2025 to 19 Dec 2025)
    • [FCA CF] Client dealing (24 Oct 2024 to 5 Dec 2025)
  • James Henry Thompson

    IRN JHT01054

    • SMF27 Partner (25 Sep 2024 to 31 Mar 2026)
  • Jasmine-jade Howe

    IRN JXH03133

    • SMF27 Partner (1 Apr 2025 to 31 Mar 2026)
  • Jingchao Wang

    IRN JXW09040

    • [FCA CF] Client dealing (since 25 Sep 2024)
    • SMF27 Partner (since 25 Sep 2024)
  • Robert Wing-Yee Snashall

    IRN RXS00950

    • SMF27 Partner (since 25 Sep 2024)
    • [FCA CF] Client dealing (since 25 Sep 2024)
  • Timothy Richard Viles

    IRN TRV01008

    • [FCA CF] Client dealing (since 25 Sep 2024)
    • SMF27 Partner (since 25 Sep 2024)
    • SMF1 Chief Executive (since 25 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

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