DOLOMITE CAPITAL ADVISORS LLP

• Principal Place of Business

  Dolomite Capital Advisors LLP

  55 Grosvenor Street

  London

  Westminster

  W1K 3HY

  UNITED KINGDOM

  Phone

  +442075182500

  Web

  https://www.dolomitecap.com

• Complaints Contact

  Dolomite Capital Advisors LLP

  55 Grosvenor Street

  London

  Westminster

  W1K 3HY

  UNITED KINGDOM

  Phone

  +442075182506

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eleanor Hudson

  IRN EXG12070

  • CF10 Compliance Oversight (15 Apr 2019 to 19 Jul 2019)
  • CF11 Money Laundering Reporting (15 Apr 2019 to 19 Jul 2019)
• Gani Diwan

  IRN GXD01771

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
  • CF30 Customer (18 Aug 2016 to 8 Dec 2019)
• Geoffrey Moore

  IRN GXM02113

  • CF30 Customer (13 May 2015 to 31 Dec 2018)
• Gianni Lorenzato

  IRN GXL01157

  • CF30 Customer (1 Nov 2007 to 31 May 2011)
  • CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
• Helene Regine Isselstein

  IRN HRI01000

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
• Jack Thornton Newman

  IRN JXN00380

  • [FCA CF] Client dealing (since 21 Jul 2025)
• Jaime-Emilio Lamo de Espinosa Abarca

  IRN JXL01895

  • [FCA CF] Material risk taker (since 27 Jul 2024)
  • SMF27 Partner (since 8 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
• James Stephen Thompson

  IRN JST01038

  • [FCA CF] Material risk taker (since 27 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF3 Chief Executive (7 Jan 2015 to 8 Dec 2019)
  • CF4 Partner (23 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (11 Dec 2009 to 8 Dec 2019)
• John Michael Adrian Power

  IRN JMP01210

  • CF30 Customer (22 Oct 2008 to 30 Sep 2012)
• Jordi Pujol Girones

  IRN JXP02468

  • [FCA CF] Client dealing (since 6 Sep 2022)

No changes recorded yet.