DOA Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Damien Arthur Robert Abraham
IRN DAA01090
- CF1 Director (AR) (since 26 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
David George Oliver
IRN DGO01014
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (11 Sep 2017 to 30 Sep 2018)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
Debra Jayne Oliver
IRN DJO01092
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2019)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
Jonathan Oliver
IRN JXO01561
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2019)
- CF1 Director (13 Feb 2018 to 8 Dec 2019)
Matthew James Oliver
IRN MJO01155
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2019)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
Phillip George Oliver
IRN PGO01020
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Sep 2019)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
Samantha Elizabeth Sims
IRN SXS00400
- [FCA CF] Significant management (9 Dec 2019 to 16 Nov 2021)

Smaller firms operating under this firm's FCA authorisation.

David Oliver
FRN 796609 · Appointed 15 Dec 2017
Doa Special Facilities Limited
FRN 588171 · Appointed 13 Sep 2017
National Federation Of Fishmongers Ltd (no longer appointed)
FRN 423816 · Appointed 13 Sep 2017 · Until 23 Mar 2021
Offshore Software Solutions PTE Limited (no longer appointed)
FRN 748726 · Appointed 13 Sep 2017 · Until 29 Jun 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.