DNB Carnegie Investment Bank AB

Date authorised
1 December 2022
Companies House
FC018658
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finwell House
    26 Finsbury Square
    London
    EC2A 1DS
    UNITED KINGDOM
    Phone
    +442072164000
    Web
    https://www.dnbcarnegie.co.uk

  • Complaints Contact

    Finwell House
    26 Finsbury Square
    London
    EC2A 1DS
    UNITED KINGDOM
    Phone
    +442072164024

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (26)[FCA CF] Client dealing

  2. controlled function added: (25)SMF16 Compliance Oversight

  3. controlled function added: (24)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (23)SMF3 Executive Director

  5. controlled function added: (22)SMF3 Executive Director

  6. controlled function added: (21)[FCA CF] Client dealing

  7. controlled function added: (20)[FCA CF] Client dealing

  8. controlled function added: (19)[FCA CF] Client dealing

  9. controlled function added: (18)[FCA CF] Client dealing

  10. trading name added: Carnegie Investment Bank AB

Show more