Date authorised
1 December 2022
Companies House
FC018658
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finwell House
    26 Finsbury Square
    London
    EC2A 1DS
    UNITED KINGDOM
    Phone
    +442072164000
  • Complaints Contact

    Finwell House
    26 Finsbury Square
    London
    EC2A 1DS
    UNITED KINGDOM
    Phone
    +442072164024

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Murray

    IRN JXM04353

    • (4)[FCA CF] Client dealing (13 Oct 2025 to 28 Feb 2026)
  • Julie Helgesen

    IRN JXH01218

    • (5)[FCA CF] Client dealing (24 Oct 2023 to 28 Feb 2026)
  • Kari Olavi Kontu

    IRN KOK01001

    • (8)[FCA CF] Client dealing (1 Dec 2022 to 28 Feb 2026)
  • Karl Thomas Flakstad

    IRN KXF00212

    • (23)SMF3 Executive Director (31 Oct 2024 to 1 Mar 2026)
  • Karolina Gerber Tingsnaes

    IRN KXT01238

    • (17)[FCA CF] Client dealing (1 Dec 2022 to 28 Feb 2026)
  • Lina Astrid Elli Björk

    IRN LXB00488

    • (11)[FCA CF] Client dealing (1 Dec 2022 to 28 Feb 2026)
  • Matt Charles Heydenrych

    IRN MXH00872

    • (12)[FCA CF] Client dealing (1 Dec 2022 to 31 Aug 2025)
  • Min Xuan

    IRN MXX00003

    • (10)[FCA CF] Client dealing (1 Dec 2022 to 20 Aug 2023)
  • Nahid Iqbal

    IRN NXI00014

    • (1)[FCA CF] Client dealing (1 Dec 2022 to 14 Nov 2025)
  • Richard Anthony Joyce

    IRN RXJ01172

    • (24)SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2022 to 1 Mar 2026)
    • (25)SMF16 Compliance Oversight (1 Dec 2022 to 1 Mar 2026)
    • (26)[FCA CF] Client dealing (1 Dec 2022 to 28 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (7)[FCA CF] Client dealing

  2. controlled function added: (6)[FCA CF] Client dealing

  3. controlled function added: (5)[FCA CF] Client dealing

  4. controlled function added: (4)[FCA CF] Client dealing

  5. controlled function added: (3)[FCA CF] Client dealing

  6. controlled function added: (2)SMF19 Head of Overseas Branch/Head of Overseas

  7. controlled function added: (1)[FCA CF] Client dealing