DNB Bank ASA

• Principal Place of Business

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076216070

  Web

  https://www.dnb.no/en

• Complaints Contact

  D N B Bank A S A

  The Walbrook Building

  25 Walbrook

  London

  City Of London

  EC4N 8AF

  UNITED KINGDOM

  Phone

  +442076211111

• Bank Deposits

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loan Servicing

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Lynch

  IRN DXL01406

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (25 May 2011 to 6 Mar 2016)
• David Christopher Rolls

  IRN DCR01054

  • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
• David Fletcher

  IRN DJF01185

  • [FCA CF] Manager of certification employee (1 Nov 2019 to 1 May 2024)
  • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2024)
  • CF30 Customer (17 Apr 2009 to 6 Mar 2016)
• David Grant

  IRN DCG01051

  • CF29 Significant management (4 Apr 2008 to 8 Aug 2014)
  • CF30 Customer (1 Nov 2007 to 8 Aug 2014)
  • CF23 Corporate Finance Adviser (7 Jul 2004 to 31 Oct 2007)
• David John Wallace Dodds

  IRN DJD01169

  • [FCA CF] Client dealing (since 1 Mar 2026)
• Donna Walker

  IRN DMW01102

  • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2023)
  • CF30 Customer (16 Sep 2010 to 6 Mar 2016)
• Edward Thompson

  IRN EXT00217

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2025)
• Ethan David Patrick Quin

  IRN EXQ00012

  • [FCA CF] Client dealing (since 6 Sep 2023)
• Ettore Catalogna

  IRN EXC01139

  • [FCA CF] Client dealing (since 1 Mar 2026)
• Eve Scrivener

  IRN EXS01238

  • [FCA CF] Manager of certification employee (since 1 Mar 2017)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (23 Apr 2014 to 6 Mar 2016)

No changes recorded yet.