DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kelly Pritchard

  IRN KXP00108

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
• Kendall McLaren

  IRN KXM00234

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2020)
• Kenneth King

  IRN KXK00127

  • SMF18 Other Overall Responsibility (since 11 Apr 2024)
• Kerry Bowman

  IRN KXB00308

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 2 Sep 2021)
• Kerry Painter

  IRN KXP00109

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Kerry Russell

  IRN KXR00281

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 May 2023)
• Kevin Alexander Woodward

  IRN KXW00449

  • [FCA CF] Functions requiring qualifications (27 Nov 2024 to 31 Jan 2025)
• Kevin Hoatson

  IRN KXH00138

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Kevin Neil Bingham

  IRN KXB00286

  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 31 Oct 2023)
• Kevin Parkinson

  IRN KXP01277

  • CF10 Compliance Oversight (29 Feb 2016 to 30 Apr 2016)

No changes recorded yet.