DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arti Tripathi

  IRN AXT00167

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 31 Oct 2022)
• Asad Sayed

  IRN AXS00468

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2025)
• Ashfaq Shaikh

  IRN AXS00538

  • [FCA CF] Manager of certification employee (25 Feb 2022 to 1 May 2023)
• Ashish Santosh Vaidya

  IRN AXV00107

  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 28 May 2022)
• Ashish Sinha

  IRN AXS05322

  • [FCA CF] Manager of certification employee (since 4 Oct 2024)
• Ashish Sinha

  IRN AXS01101

  • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 21 Jun 2024)
• Ashish Vig

  IRN AXV00055

  • [FCA CF] Manager of certification employee (since 1 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2020)
• Ashley Rawlins

  IRN AXR01002

  • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 30 Sep 2025)
• Ashwin Nair

  IRN AXN00327

  • [FCA CF] Functions requiring qualifications (27 Jul 2023 to 12 Aug 2024)
• Ashwin Radhakrishna Bekal

  IRN AXB04335

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)

No changes recorded yet.