DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Rozier

  IRN TXR00063

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Nov 2025)
• Timothy Simon Douglas Haynes

  IRN TSH01041

  • CF28 Systems and controls (4 Jun 2014 to 22 May 2015)
• Tomas Zavrel

  IRN TXZ00010

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 22 Aug 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 25 Jan 2025)
• Tracey Brand Turner

  IRN TXT00229

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
• Tracey Dudek

  IRN TXD00047

  • [FCA CF] Manager of certification employee (23 Nov 2020 to 2 Dec 2022)
• Tracey Morag Steedman

  IRN TXS03578

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jan 2023)
• Tracey Smith

  IRN TXS03841

  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 16 Jun 2023)
• Trevor John Vanstone

  IRN TJV01014

  • SMF4 Chief Risk (17 Apr 2025 to 31 Mar 2026)
  • SMF5 Head of Internal Audit (2 Jul 2021 to 17 Apr 2025)
• Tulika Chakravarty

  IRN TXC00439

  • [FCA CF] Functions requiring qualifications (19 Jul 2024 to 11 Jul 2025)
• Tushar Ahire

  IRN TXA00140

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (25 Oct 2021 to 15 Feb 2024)

No changes recorded yet.