DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Suraj Laxman Shetage

  IRN SXS05165

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2023)
• Suraj Naidu

  IRN SXN00099

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
• Suraj Nair

  IRN SXN00178

  • [FCA CF] Manager of certification employee (since 14 Aug 2023)
  • [FCA CF] Manager of certification employee (1 Aug 2021 to 20 Mar 2023)
• Suraksha Ravindra Shetty

  IRN SXS05631

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 12 May 2025)
• Surbhi Singh

  IRN SXS05303

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 2 May 2024)
• Suresh Dudani

  IRN SXD00214

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2022)
• Suresh Gopinathan Menon

  IRN SGM01097

  • CF11 Money Laundering Reporting (10 Feb 2011 to 17 Feb 2011)
  • CF10 Compliance Oversight (10 Feb 2011 to 28 Mar 2011)
  • CF8 Apportionment and Oversight (1 Feb 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (24 Jan 2008 to 6 Apr 2015)
  • CF1 Director (24 Jan 2008 to 6 Apr 2015)
  • CF3 Chief Executive (24 Jan 2008 to 6 Apr 2015)
• Suresh Muthuswami

  IRN SXM04339

  • CF2 Non Executive Director (3 Aug 2018 to 8 Dec 2019)
• Susan Carol Paul

  IRN SXP00631

  • [FCA CF] Functions requiring qualifications (23 May 2022 to 26 Jun 2024)
• Susan Davidson McInnes

  IRN SXM02380

  • SMF10 Chair of the Risk Committee (since 2 Feb 2024)

No changes recorded yet.