DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen John Hellens

  IRN SJH01472

  • [FCA CF] Manager of certification employee (since 21 Jan 2023)
• Stephen John Pink

  IRN SJP01340

  • CF29 Significant management (21 Feb 2011 to 31 Dec 2013)
• Stephen Mark Wright

  IRN SMW01195

  • CF28 Systems and controls (1 Nov 2013 to 1 Apr 2015)
  • CF29 Significant management (20 May 2009 to 1 Nov 2013)
• Stephen Palmer

  IRN SXP00250

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 May 2023)
• Stephen Westlake

  IRN SXW00273

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2024)
• Steve Mowbray

  IRN SXM01249

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
• Steven Burke

  IRN SXB02225

  • CF1 Director (1 Mar 2012 to 28 Feb 2013)
• Steven Dennis Pengelly

  IRN SXP00246

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
• Steven Duncan

  IRN SXD00222

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
• Steven Gornall

  IRN SXG00237

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2020)

No changes recorded yet.