Date authorised
11 September 2019
Companies House
OC424858
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 9
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402037451680
  • Complaints Contact

    Level 9
    9 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +4402045824214

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Digital Colony UK 1 Limited

    IRN XXD14154

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Sep 2019 to 8 Dec 2019)
  • . Digital Colony UK 2 Limited

    IRN XXD14155

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Sep 2019 to 8 Dec 2019)
  • Haig George Bezian

    IRN HGB01025

    • [FCA CF] Client dealing (2 Aug 2021 to 10 Jul 2023)
  • James Peter Burke

    IRN JXB13879

    • SMF27 Partner (since 1 May 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 7 Jun 2024)
    • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2019 to 8 Dec 2019)
    • CF4 Partner (11 Sep 2019 to 8 Dec 2019)
  • Konstantinos Voutsinas

    IRN KXV01078

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
    • SMF16 Compliance Oversight (since 1 Feb 2023)
  • Kristen Whealon

    IRN KXW13669

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2023)
    • CF10 Compliance Oversight (11 Sep 2019 to 5 Jul 2019)
    • CF30 Customer (3 Jun 2019 to 3 Jun 2019)
  • Latifa Tefridj

    IRN LXT01160

    • [FCA CF] Client dealing (1 Jun 2021 to 1 Dec 2022)
    • [FCA CF] Significant management (1 Jun 2021 to 1 Dec 2022)
  • Manjari Govada

    IRN MXG15526

    • SMF1 Chief Executive (14 May 2025 to 17 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 17 Mar 2026)
    • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
    • CF4 Partner (11 Sep 2019 to 8 Dec 2019)
  • Matthew Evans

    IRN MXE01466

    • SMF27 Partner (19 Mar 2022 to 10 Mar 2025)
    • SMF1 Chief Executive (19 Mar 2022 to 10 Mar 2025)
  • Pascale Labrecque

    IRN PXL00321

    • [FCA CF] Client dealing (since 29 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.