DIF Management UK Limited

Date authorised
1 April 2013
Companies House
06570536
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C V C
    111 Strand
    London
    Westminster
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +4401386584174
    Web
    https://www.cvcdif.com

  • Complaints Contact

    C V C
    111 Strand
    London
    Westminster
    WC2R 0AG
    UNITED KINGDOM
    Phone
    +4401386584174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Freeman

    IRN AXF02130

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Feb 2023)
    • CF1 Director (24 May 2018 to 8 Dec 2019)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • Angela Louise Roshier

    IRN AXR00714

    • [FCA CF] Manager of certification employee (since 15 Feb 2023)
    • [FCA CF] Client dealing (since 15 Feb 2023)
  • Angela Louise Roshier

    IRN AXR00712

    • SMF3 Executive Director (since 1 Mar 2023)
  • Christopher John Mansfield

    IRN CJM01206

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2025)
    • CF1 Director (1 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
  • Ergin Ayla Keskin

    IRN EXK00217

    • SMF16 Compliance Oversight (since 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2025)
    • SMF3 Executive Director (since 28 Feb 2025)
  • Paul William Nash

    IRN PWN01010

    • CF1 Director (1 Nov 2012 to 10 May 2018)
    • CF30 Customer (1 Nov 2012 to 10 May 2018)
  • William Blaasse

    IRN WXB01245

    • CF30 Customer (1 Nov 2012 to 12 Apr 2013)
    • CF1 Director (1 Nov 2012 to 12 Apr 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.