Dickson Minto Advisers LLP

Date authorised
2 April 2024
Companies House
OC448025
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dickson Minto Advisers LLP
    Level 4 Dashwood House
    69 Old Broad Street
    London
    EC2M 1QS
    UNITED KINGDOM
    Phone
    +441312254455
    Web
    https://www.dicksonminto.com

  • Complaints Contact

    Dickson Minto Advisers LLP
    Level 3, 6 St. Andrew Square
    Edinburgh
    EH2 2BD
    UNITED KINGDOM
    Phone
    +441312254455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Robertson

    IRN MXR00469

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2024 to 15 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.