DGS CAPITAL PARTNERS LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Helen Genevieve JONES
IRN HXJ00025
- SMF27 Partner (since 13 Apr 2021)
Henry Antony Rawson LUMBY
IRN HXL00039
- SMF27 Partner (since 13 Apr 2021)
John Heathcote Grant
IRN JHG01040
- SMF27 Partner (9 Dec 2019 to 17 Jan 2021)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
- CF4 Partner (15 Feb 2018 to 8 Dec 2019)
MICHAEL DUDLEY MORAN DAVIES
IRN MDD01082
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
- CF4 Partner (15 Feb 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Feb 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Feb 2018 to 8 Dec 2019)
Paul Ramsay Spence
IRN PRS01137
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
- CF4 Partner (15 Feb 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.