DF Capital Bank Limited

Date authorised
29 September 2020
Companies House
10198535
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Express Building
    9 Great Ancoats Street
    Manchester
    Manchester
    M4 5AD
    UNITED KINGDOM
    Phone
    +4403300940162
    Web
    https://www.dfcapital.bank

  • Complaints Contact

    Express Building
    9 Great Ancoats Street
    Manchester
    Manchester
    M4 5AD
    UNITED KINGDOM
    Phone
    +4402039376392

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicole Coll

    IRN NXC01524

    • SMF11 Chair of the Audit Committee (since 10 Jan 2023)
  • Paul Atherton

    IRN PXA00043

    • SMF24 Chief Operations (since 30 May 2022)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
  • Paul Evans

    IRN PXE00016

    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
  • Richard David Baxter

    IRN RXB00528

    • SMF18 Other Overall Responsibility (since 2 Mar 2022)
  • Sameera Kauser Khaliq

    IRN SXK00314

    • SMF2 Chief Finance (since 4 Jul 2025)
  • Sarah Barker

    IRN SXB00201

    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
  • Sarah Clark

    IRN SXC00191

    • [FCA CF] Material risk taker (29 Sep 2020 to 31 Dec 2020)
    • [FCA CF] Significant management (29 Sep 2020 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 31 Dec 2020)
  • Sean Walker-Hughes

    IRN SXH00425

    • SMF16 Compliance Oversight (since 7 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2026)
  • Sheryl Arlene Frances Lawrence

    IRN SAL01097

    • SMF10 Chair of the Risk Committee (since 29 Nov 2022)
    • SMF14 Senior Independent Director (since 29 Nov 2022)
  • Stephen Edward Brown

    IRN BXS33546

    • SMF18 Other Overall Responsibility (29 Sep 2020 to 4 May 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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