Deutsche Bank AG

• Principal Place of Business

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.db.com

• Complaints Contact

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Financial Benchmarks

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Anirvan Sen

  IRN AXS02306

  • [FCA CF] Manager of certification employee (since 6 Apr 2022)
  • [FCA CF] Material risk taker (since 1 Apr 2019)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 13 Jul 2007)
• Anish Mathur

  IRN AXM02419

  • CF30 Customer (1 Nov 2007 to 13 Sep 2012)
  • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Mar 2007 to 21 Sep 2007)
• Anish Rajesh Samarth

  IRN AXR00473

  • [FCA CF] Client dealing (since 8 Nov 2021)
• Anisoara Burevschi

  IRN AXB00884

  • [FCA CF] Client dealing (28 Oct 2021 to 13 Apr 2025)
• Anita Clare O'Brien

  IRN ACO01027

  • CF30 Customer (1 Nov 2007 to 21 Apr 2009)
  • CF21 Investment Adviser (7 Jul 2005 to 31 Oct 2007)
• Anita Hunkar

  IRN AXH01967

  • CF30 Customer (15 Oct 2008 to 12 Mar 2010)
• Anita Nemes

  IRN AXN01087

  • [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2017)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Dec 2017)
  • [FCA CF] Material risk taker (7 Mar 2016 to 21 Dec 2017)
  • CF30 Customer (12 Oct 2010 to 6 Mar 2016)
• Anita Wang

  IRN AXW02050

  • [FCA CF] Client dealing (7 Mar 2016 to 17 Jan 2017)
  • CF30 Customer (11 Nov 2014 to 6 Mar 2016)
• Anja Egenolf

  IRN AXE01204

  • CF26 Customer Trading (20 Apr 2005 to 20 Feb 2007)
• Anja Petra Nicole King

  IRN APK01025

  • CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2002)

No changes recorded yet.