Deutsche Bank AG

• Principal Place of Business

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.db.com

• Complaints Contact

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Financial Benchmarks

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Alfred Johnson Elbrick

  IRN AJE01060

  • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
• Alfred Rowcliffe

  IRN AXR01664

  • [FCA CF] Client dealing (7 Mar 2016 to 8 Jun 2017)
  • CF30 Customer (4 Nov 2014 to 6 Mar 2016)
• Alfredo Armando Risi

  IRN AAR01037

  • CF21 Investment Adviser (10 Apr 2006 to 30 Sep 2006)
• Alfredo Lalanne

  IRN AXL01837

  • CF30 Customer (3 Aug 2012 to 12 May 2015)
• Ali Aba

  IRN AXA02818

  • [FCA CF] Manager of certification employee (since 19 May 2022)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (7 Jan 2020 to 1 Sep 2021)
  • CF30 Customer (10 Dec 2013 to 6 Mar 2016)
• Ali Ahmad Kahloon

  IRN AXK01657

  • [FCA CF] Client dealing (7 Mar 2016 to 25 Nov 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Nov 2019)
  • [FCA CF] Material risk taker (7 Mar 2016 to 25 Nov 2019)
  • CF30 Customer (9 Jan 2008 to 6 Mar 2016)
• Ali Bilal Abedin

  IRN AXA00768

  • [FCA CF] Client dealing (since 30 Jan 2025)
• Ali Bozyigit

  IRN AXB76173

  • [FCA CF] Manager of certification employee (30 Oct 2018 to 30 Sep 2020)
  • [FCA CF] Material risk taker (12 Feb 2018 to 30 Sep 2020)
  • [FCA CF] Client dealing (8 Sep 2016 to 30 Sep 2020)
• Ali Daya

  IRN AAD01049

  • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
  • [FCA CF] Manager of certification employee (15 Nov 2018 to 21 Dec 2020)
  • [FCA CF] Client dealing (7 Mar 2016 to 29 Jul 2022)
  • CF30 Customer (8 May 2014 to 6 Mar 2016)
• Ali Hasnain Baqri

  IRN AHB01091

  • CF30 Customer (8 Sep 2009 to 16 Mar 2010)

No changes recorded yet.