Dennehy Wealth Limited

• Principal Place of Business

  3 High Street

  Chislehurst

  Bromley

  Kent

  BR7 5AB

  UNITED KINGDOM

  Phone

  +4402084671666

  Web

  https://www.dennehywealth.co.uk

• Complaints Contact

  3 High Street

  Chislehurst

  Bromley

  Kent

  BR7 5AB

  UNITED KINGDOM

  Phone

  +4402084671666

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Martin Colmcille Dunning

  IRN AMD01182

  • [FCA CF] Client dealing (2 Mar 2021 to 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (2 Mar 2021 to 2 Jan 2024)
  • CF30 Customer (1 Nov 2010 to 8 Dec 2019)
• Brian Brendan Joseph Dennehy

  IRN BBD00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 18 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
  • [FCA CF] Client dealing (since 3 Mar 2021)
  • [FCA CF] Manager of certification employee (since 3 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (AR) (since 21 Dec 2011)
  • CF30 Customer (since 1 Nov 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Brian Thomas Page

  IRN BTP00001

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2004)
• Christopher John Holloway

  IRN CJH00116

  • [FCA CF] Client dealing (2 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (2 Mar 2021 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (26 Sep 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Sep 2002)
• Daniel Terence Farrow

  IRN DXF01097

  • CF21 Investment Adviser (30 Mar 2004 to 11 Sep 2006)
  • CF22 Investment Adviser (Trainee) (14 May 2003 to 30 Mar 2004)
• David John Mitchell

  IRN DJM00013

  • CF30 Customer (11 Mar 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
• Gurpreet Lart

  IRN GXL83196

  • 14. Managing investments
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • [FCA CF] Client dealing (since 1 Feb 2022)
• James Edward Newstead

  IRN JXN00249

  • [FCA CF] Functions requiring qualifications (10 Oct 2022 to 2 Jan 2024)
  • [FCA CF] Client dealing (10 Oct 2022 to 2 Jan 2024)
• James Peter Davis

  IRN JXD01109

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • [FCA CF] Client dealing (since 1 Dec 2025)
• Linden Weller

  IRN LXW00005

  • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Sep 2020)
  • CF1 Director (AR) (20 Dec 2011 to 15 Sep 2020)
  • CF30 Customer (1 Nov 2007 to 7 Dec 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• FundExpert Ltd

  FRN 563540 · Appointed 31 Aug 2011

• Canopus Financial Services Ltd (no longer appointed)

  FRN 691801 · Appointed 5 May 2015 · Until 2 Nov 2015

No changes recorded yet.