Date authorised
13 February 2017
Companies House
07556442
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 York Square
    London
    Tower Hamlets
    E14 7LU
    UNITED KINGDOM
    Phone
    +4407968191826
  • Complaints Contact

    12 York Square
    London
    Tower Hamlets
    E14 7LU
    UNITED KINGDOM
    Phone
    +447968191826

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Corvin Alexander Ogilby Roman

    IRN CAR01157

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.