Dealglobe Limited

Date authorised
10 October 2016
Companies House
08812007
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dealglobe Limited
    53 Davies Street
    London
    W1K 5JH
    UNITED KINGDOM
    Phone
    +442037257626
    Web
    http://en.dealglobe.com

  • Complaints Contact

    Dealglobe Limited
    53 Davies Street
    London
    W1K 5JH
    UNITED KINGDOM
    Phone
    +447497791689

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adasi Nick Adayi Adasi

    IRN ANA01043

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2021)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Oct 2016 to 8 Dec 2019)
  • Alan Terry Buxton

    IRN ATB01071

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2025)
    • CF1 Director (10 Oct 2016 to 8 Dec 2019)
  • Andrew John Bell

    IRN AJB01330

    • CF30 Customer (18 Nov 2016 to 8 Dec 2019)
  • Archibald Joseph Preston

    IRN AJP01454

    • CF30 Customer (6 Apr 2018 to 8 Dec 2019)
  • Benjamin Garfield Kennedy

    IRN BGK01015

    • CF30 Customer (10 Oct 2016 to 31 Aug 2017)
  • Bowen Li

    IRN BXL00102

    • [FCA CF] Client dealing (31 Mar 2021 to 6 Nov 2021)
  • Cassandra Yong

    IRN CXY00035

    • SMF16 Compliance Oversight (since 25 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2022)
  • Frederic Xavier Bloquel

    IRN FXB01252

    • CF30 Customer (2 Oct 2017 to 16 Mar 2018)
  • Huan Wang

    IRN HXW01136

    • CF30 Customer (10 Oct 2016 to 22 Sep 2017)
  • Igor Pavlov

    IRN IXP01326

    • CF30 Customer (16 Oct 2017 to 15 Oct 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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