Date authorised
2 October 2013
Companies House
07834776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin James Trayhorn

    IRN BJT01088

    • CF1 Director (AR) (4 Jun 2015 to 24 Sep 2019)
  • Bernard Eden Ray

    IRN BXR21192

    • CF1 Director (AR) (11 Oct 2019 to 1 Mar 2022)
    • CF3 Chief Executive (AR) (11 Oct 2019 to 1 Mar 2022)
  • Bjoern Portner

    IRN BXP00113

    • CF3 Chief Executive (AR) (14 Jun 2021 to 24 Jan 2024)
    • CF1 Director (AR) (14 Jun 2021 to 24 Jan 2024)
  • Bobby Ashick Heerasing

    IRN BXH00246

    • CF1 Director (AR) (1 Feb 2023 to 31 Mar 2023)
  • Boris Oliver Wertz

    IRN BOW01001

    • CF2 Non Executive Director (AR) (1 Aug 2017 to 17 Jul 2019)
  • Brendan Hollywood

    IRN BXH01452

    • CF1 Director (AR) (28 Apr 2021 to 1 Jun 2022)
  • Brendan Joseph Devine

    IRN BJD01080

    • CF2 Non Executive Director (AR) (23 Jan 2019 to 17 Jul 2019)
    • CF1 Director (AR) (7 Apr 2016 to 28 Sep 2016)
  • Brendan Rohan Tobin

    IRN BXT00351

    • CF1 Director (AR) (28 Apr 2022 to 11 Nov 2023)
  • Brian Kirwan

    IRN BJK01034

    • CF1 Director (AR) (17 Feb 2023 to 13 Nov 2023)
    • CF3 Chief Executive (AR) (17 Feb 2023 to 13 Nov 2023)
  • Bryan John Phillips

    IRN BXP13773

    • CF1 Director (AR) (11 Apr 2019 to 2 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.