DAVIES MGA SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gerard John Joseph Sheehy
IRN JGS01088
- CF1 Director (AR) (22 Mar 2017 to 1 Sep 2023)
- CF3 Chief Executive (AR) (22 Jul 2016 to 1 Sep 2023)
Gerard Louis Rupert Mountfort
IRN GLM01049
- CF1 Director (AR) (9 Jan 2014 to 28 Jul 2014)
Gerardus Maria Van Loon
IRN GMV01009
- CF3 Chief Executive (AR) (27 Sep 2018 to 1 Jan 2024)
- CF1 Director (AR) (27 Sep 2018 to 1 Jan 2024)
Gordon Thomas Snell
IRN GTS01041
- CF1 Director (AR) (17 Aug 2018 to 5 Feb 2020)
Graeme David Bell
IRN GXB00388
- CF1 Director (AR) (since 28 Apr 2022)
Graham Andrew Elliott
IRN GAE01007
- CF3 Chief Executive (AR) (28 Jun 2016 to 1 Oct 2017)
- CF1 Director (AR) (28 Jun 2016 to 1 Oct 2017)
Gregory David Crawford Smyth
IRN GXS01653
- CF1 Director (AR) (3 Apr 2024 to 9 Sep 2024)
Harjinder Singh Sandhu
IRN HSS01072
- CF1 Director (AR) (20 Feb 2018 to 7 Sep 2020)
Hayley Dana Spink
IRN HXS56137
- CF1 Director (AR) (22 Nov 2023 to 30 Jul 2024)
Humphrey John Edward Bowles
IRN HJB01085
- CF3 Chief Executive (AR) (29 Feb 2016 to 17 May 2016)
- CF1 Director (AR) (29 Feb 2016 to 17 May 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.