Date authorised
2 October 2013
Companies House
07834776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jordan Moss

    IRN JXM01347

    • CF3 Chief Executive (AR) (since 13 Apr 2026)
    • CF1 Director (AR) (since 13 Apr 2026)
  • Joseph Albert Bourne

    IRN JXB14921

    • CF1 Director (AR) (since 15 May 2019)
  • Joshua James Motta

    IRN JXM01012

    • CF1 Director (AR) (since 24 Mar 2022)
    • CF3 Chief Executive (AR) (24 Mar 2022 to 24 Jun 2024)
  • Justin William Gott

    IRN JWG01116

    • CF1 Director (AR) (11 May 2021 to 9 Oct 2025)
    • CF3 Chief Executive (AR) (11 May 2021 to 9 Oct 2025)
  • Jörg Ritthaler

    IRN JXR00507

    • CF1 Director (AR) (16 Mar 2022 to 31 Dec 2024)
  • Karin Maria Wittl

    IRN KXW12416

    • CF1 Director (AR) (29 Mar 2019 to 12 May 2020)
    • CF3 Chief Executive (AR) (29 Mar 2019 to 12 May 2020)
  • Kate Victoria Wells

    IRN KXW01645

    • CF1 Director (AR) (30 Jun 2017 to 1 Oct 2017)
  • Kerry Michael

    IRN KXM01283

    • CF2 Non Executive Director (AR) (5 Nov 2018 to 28 May 2021)
  • Kevin Alexander Drain

    IRN KXD00417

    • CF1 Director (AR) (since 24 Mar 2026)
    • CF3 Chief Executive (AR) (since 24 Mar 2026)
  • Kevin Edward Treanor

    IRN KET01023

    • CF1 Director (AR) (1 Jun 2015 to 28 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.