Davies Intermediary Support Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephen Blake Marriner
IRN SBM01043
- CF1 Director (AR) (29 Nov 2016 to 11 May 2018)
Stephen Daniel Crowe
IRN SDC01071
- CF28 Systems and controls (1 Nov 2007 to 26 Jan 2009)
- CF13 Finance (18 Oct 2006 to 31 Oct 2007)
- CF1 Director (18 Oct 2006 to 26 Jan 2009)
Stephen John Drake
IRN SJD01220
- CF1 Director (14 Jan 2005 to 30 Jun 2005)
- CF13 Finance (14 Jan 2005 to 30 Jun 2005)
- CF14 Risk Assessment (14 Jan 2005 to 30 Jun 2005)
Steven John Goate
IRN SJG01240
- SMF1 Chief Executive (9 Apr 2021 to 30 Jan 2026)
- Responsible for Insurance Distribution (9 Apr 2021 to 30 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
- CF2 Non Executive Director (AR) (7 Apr 2018 to 30 Jan 2026)
- CF1 Director (5 Jan 2012 to 8 Dec 2019)
Steven John Petch
IRN SJP01343
- CF1 Director (8 Dec 2011 to 29 Jan 2015)
Tara Lian Falk
IRN TLF01013
- CF1 Director (AR) (4 Oct 2023 to 1 Apr 2025)
- CF2 Non Executive Director (AR) (20 Sep 2023 to 25 Sep 2023)
Tony Roy Key
IRN TRK01021
- CF1 Director (14 Jan 2005 to 10 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

ELDIN RISK PARTNERS LIMITED (no longer appointed)
FRN 991402 · Appointed 7 Feb 2023 · Until 1 Apr 2025
SRM Specialised Risk Management Ltd (no longer appointed)
FRN 767579 · Appointed 16 Dec 2016 · Until 20 Sep 2024
Novus Risk Services Ltd (no longer appointed)
FRN 766832 · Appointed 9 Dec 2016 · Until 10 Dec 2019
JS Brokers Limited (no longer appointed)
FRN 652689 · Appointed 21 Nov 2016 · Until 11 May 2018
Eaton Gate MGU Limited (no longer appointed)
FRN 756437 · Appointed 19 Aug 2016 · Until 19 May 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.