DAVIES BROKING SERVICES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5th Floor 20 Gracechurch StreetLondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
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Complaints Contact
5th Floor 20 Gracechurch StreetLondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert James Kimmel
IRN RXK77250
- CF1 Director (AR) (1 Sep 2021 to 18 Jan 2023)
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Robert T Cawley
IRN RXC00861
- CF2 Non Executive Director (AR) (since 1 Aug 2025)
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Robert William Dowman
IRN RWD01063
- CF1 Director (AR) (3 Jul 2023 to 1 Apr 2025)
- CF3 Chief Executive (AR) (3 Jul 2023 to 1 Apr 2025)
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Ross Ballantyne
IRN RXB02358
- CF1 Director (AR) (7 Jul 2021 to 10 May 2025)
- CF3 Chief Executive (AR) (7 Jul 2021 to 10 May 2025)
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Rupert Carlos Chwoles Villers
IRN RCV01002
- CF2 Non Executive Director (AR) (11 Jan 2023 to 21 Jun 2023)
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Rupert John Taylor
IRN RJT01194
- CF3 Chief Executive (AR) (12 Oct 2018 to 4 Feb 2020)
- CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
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Rupert Rowland Playfair Prichard
IRN RRP01050
- CF1 Director (AR) (30 Jul 2018 to 1 Feb 2024)
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Shyam Raikundalia
IRN SXR90992
- CF2 Non Executive Director (AR) (16 Sep 2021 to 1 Feb 2024)
- SMF3 Executive Director (30 Jun 2021 to 14 Mar 2024)
- SMF16 Compliance Oversight (30 Nov 2020 to 14 Mar 2024)
- [FCA CF] Significant management (1 Jan 2020 to 30 Jun 2021)
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Simon James Long
IRN SJL01335
- CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
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Simon William Gaffney
IRN SWG01038
- CF1 Director (AR) (9 Jul 2020 to 26 Oct 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Assurex Global London Limited
FRN 1037209 · Appointed 1 Aug 2025
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Tor Partners Ltd
FRN 1033678 · Appointed 21 May 2025
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DAVIES BROKING EUROPE
FRN 1006082 · Appointed 4 Dec 2023
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INCO BROKING LTD
FRN 960796 · Appointed 20 Oct 2021
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Ambrey Insurance Brokers Limited
FRN 926294 · Appointed 18 May 2020
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SPECTRA Risk Services Ltd (no longer appointed)
FRN 1000785 · Appointed 12 Sep 2023 · Until 1 Oct 2024
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Pantheon Specialty Limited (no longer appointed)
FRN 971990 · Appointed 14 Mar 2022 · Until 31 Mar 2025
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Trov International UK Limited (no longer appointed)
FRN 681390 · Appointed 9 Oct 2019 · Until 28 Feb 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.