Date authorised
1 April 2013
Companies House
06394614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Power

    IRN EXP00138

    • CF1 Director (AR) (since 11 Jul 2025)
  • Emma Louise Plush

    IRN EXP46412

    • Responsible for Insurance Distribution (since 1 Apr 2026)
    • SMF1 Chief Executive (since 1 Apr 2026)
    • SMF3 Executive Director (since 3 Oct 2023)
  • Fabio Franchini

    IRN FXF00109

    • CF2 Non Executive Director (AR) (since 5 Feb 2026)
  • Frank James Willis

    IRN FXW12038

    • CF1 Director (AR) (7 Mar 2019 to 13 May 2020)
  • Garry Watson

    IRN GCW01052

    • CF3 Chief Executive (AR) (3 Apr 2012 to 27 Feb 2014)
    • CF1 Director (AR) (3 Apr 2012 to 27 Feb 2014)
  • George Edward Higginson

    IRN GEH01031

    • CF2 Non Executive Director (AR) (10 Dec 2013 to 10 Jan 2014)
  • George Edward Lloyd-Roberts

    IRN GEL01007

    • CF2 Non Executive Director (AR) (11 Sep 2013 to 5 Dec 2013)
  • Ian Kenneth Page

    IRN IKP01010

    • CF1 Director (AR) (20 Dec 2012 to 6 Feb 2015)
  • James Anthony Kimber

    IRN JAK01133

    • Responsible for Insurance Distribution (8 Apr 2021 to 19 May 2022)
    • SMF1 Chief Executive (8 Apr 2021 to 19 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 May 2022)
    • CF2 Non Executive Director (AR) (24 Mar 2015 to 16 Nov 2016)
    • CF1 Director (5 Jan 2009 to 8 Dec 2019)
  • James Christopher Dyckhoff

    IRN JCD01146

    • CF2 Non Executive Director (AR) (24 Feb 2020 to 10 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.