DAVIES BROKING SERVICES LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
5th Floor 20 Gracechurch StreetLondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
-
Complaints Contact
5th Floor 20 Gracechurch StreetLondonEC3V 0BGUNITED KINGDOM- Phone
- +442077430900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Robert James Kimmel
IRN RXK77250
- CF1 Director (AR) (1 Sep 2021 to 18 Jan 2023)
-
Robert T Cawley
IRN RXC00861
- CF2 Non Executive Director (AR) (since 1 Aug 2025)
-
Robert William Dowman
IRN RWD01063
- CF1 Director (AR) (3 Jul 2023 to 1 Apr 2025)
- CF3 Chief Executive (AR) (3 Jul 2023 to 1 Apr 2025)
-
Ross Ballantyne
IRN RXB02358
- CF1 Director (AR) (7 Jul 2021 to 10 May 2025)
- CF3 Chief Executive (AR) (7 Jul 2021 to 10 May 2025)
-
Rupert Carlos Chwoles Villers
IRN RCV01002
- CF2 Non Executive Director (AR) (11 Jan 2023 to 21 Jun 2023)
-
Rupert John Taylor
IRN RJT01194
- CF3 Chief Executive (AR) (12 Oct 2018 to 4 Feb 2020)
- CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
-
Rupert Rowland Playfair Prichard
IRN RRP01050
- CF1 Director (AR) (30 Jul 2018 to 1 Feb 2024)
-
Shyam Raikundalia
IRN SXR90992
- CF2 Non Executive Director (AR) (16 Sep 2021 to 1 Feb 2024)
- SMF3 Executive Director (30 Jun 2021 to 14 Mar 2024)
- SMF16 Compliance Oversight (30 Nov 2020 to 14 Mar 2024)
- [FCA CF] Significant management (1 Jan 2020 to 30 Jun 2021)
-
Simon James Long
IRN SJL01335
- CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
-
Simon William Gaffney
IRN SWG01038
- CF1 Director (AR) (9 Jul 2020 to 26 Oct 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
CHC Insurance Services Limited (no longer appointed)
FRN 791591 · Appointed 16 Oct 2017 · Until 1 Feb 2024
-
MORGAN GODWICK & CASTLE LIMITED (no longer appointed)
FRN 746590 · Appointed 10 May 2016 · Until 25 Nov 2016
-
NDI London Markets Limited (no longer appointed)
FRN 578762 · Appointed 11 Apr 2016 · Until 30 Oct 2017
-
Sure Thing Insurance Services Limited (no longer appointed)
FRN 609089 · Appointed 24 Mar 2016 · Until 19 Jul 2019
-
Carib Properties Limited (no longer appointed)
FRN 606342 · Appointed 22 Aug 2013 · Until 12 Feb 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.