Date authorised
1 April 2013
Companies House
06394614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert James Kimmel

    IRN RXK77250

    • CF1 Director (AR) (1 Sep 2021 to 18 Jan 2023)
  • Robert T Cawley

    IRN RXC00861

    • CF2 Non Executive Director (AR) (since 1 Aug 2025)
  • Robert William Dowman

    IRN RWD01063

    • CF1 Director (AR) (3 Jul 2023 to 1 Apr 2025)
    • CF3 Chief Executive (AR) (3 Jul 2023 to 1 Apr 2025)
  • Ross Ballantyne

    IRN RXB02358

    • CF1 Director (AR) (7 Jul 2021 to 10 May 2025)
    • CF3 Chief Executive (AR) (7 Jul 2021 to 10 May 2025)
  • Rupert Carlos Chwoles Villers

    IRN RCV01002

    • CF2 Non Executive Director (AR) (11 Jan 2023 to 21 Jun 2023)
  • Rupert John Taylor

    IRN RJT01194

    • CF3 Chief Executive (AR) (12 Oct 2018 to 4 Feb 2020)
    • CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
  • Rupert Rowland Playfair Prichard

    IRN RRP01050

    • CF1 Director (AR) (30 Jul 2018 to 1 Feb 2024)
  • Shyam Raikundalia

    IRN SXR90992

    • CF2 Non Executive Director (AR) (16 Sep 2021 to 1 Feb 2024)
    • SMF3 Executive Director (30 Jun 2021 to 14 Mar 2024)
    • SMF16 Compliance Oversight (30 Nov 2020 to 14 Mar 2024)
    • [FCA CF] Significant management (1 Jan 2020 to 30 Jun 2021)
  • Simon James Long

    IRN SJL01335

    • CF1 Director (AR) (12 Oct 2018 to 4 Feb 2020)
  • Simon William Gaffney

    IRN SWG01038

    • CF1 Director (AR) (9 Jul 2020 to 26 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.