Davidson Kempner European Partners, LLP

• Principal Place of Business

  Davidson Kempner European Partners LLP

  1 New Burlington Place

  London

  Westminster

  W1S 2HR

  UNITED KINGDOM

  Phone

  +442072926740

  Web

  https://www.davidsonkempner.com

• Complaints Contact

  Davidson Kempner European Partners LLP

  1 New Burlington Place

  London

  Westminster

  W1S 2HR

  UNITED KINGDOM

  Phone

  +442072926683

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Simon Cornelius Herzog

  IRN MSH01089

  • SMF27 Partner (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (7 Oct 2004 to 31 Oct 2007)
  • CF3 Chief Executive (7 Oct 2004 to 22 Jun 2016)
  • CF4 Partner (7 Oct 2004 to 8 Dec 2019)
  • CF26 Customer Trading (7 Oct 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (7 Oct 2004 to 31 Mar 2009)
  • CF10 Compliance Oversight (7 Oct 2004 to 31 Mar 2009)
• Miguel Francisco Alonso Capelo

  IRN MFA01019

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
• Mika Catania

  IRN MXC00738

  • [FCA CF] Client dealing (since 19 Apr 2022)
• Miriam Ceribelli

  IRN MXC02633

  • [FCA CF] Manager of certification employee (since 3 Feb 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Feb 2016 to 8 Dec 2019)
• Mohammed Safraz Zavahir

  IRN MSZ01009

  • CF11 Money Laundering Reporting (14 May 2015 to 23 Sep 2016)
  • CF10 Compliance Oversight (14 May 2015 to 23 Sep 2016)
• Natasha Marie Good

  IRN NMG01037

  • [FCA CF] Manager of certification employee (since 3 Feb 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• Naveen Sabharwal

  IRN NXS01833

  • [FCA CF] Manager of certification employee (since 3 Feb 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jan 2014 to 8 Dec 2019)
• Nicolas Andre Gilbert Trausch

  IRN NXT72004

  • [FCA CF] Client dealing (since 17 Jun 2024)
• Niklas Alexander Roehling

  IRN NAR01070

  • [FCA CF] Material risk taker (since 31 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
• Nouri Verghese

  IRN NXV00085

  • [FCA CF] Client dealing (since 3 Feb 2025)

No changes recorded yet.