David Anthony Bowen

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    48 Herbert Street
    Pontardawe
    Swansea
    West Glamorgan
    SA8 4EB
    UNITED KINGDOM
    Phone
    +4401792863450

  • Complaints Contact

    48 Herbert Street
    Pontardawe
    Swansea
    Wales
    SA8 4EB
    UNITED KINGDOM
    Phone
    +4401792863450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Anthony Bowen

    IRN DAB01228

    • CF7 Sole Trader (14 Jan 2005 to 31 Jan 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.