Daulby Read Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christian Parker
IRN CXP01920
- SMF3 Executive Director (since 10 Feb 2025)
Elizabeth Anne Arrowsmith
IRN EXA00012
- CF1 Director (1 Apr 2008 to 1 May 2010)
Mary-Anna Leigh
IRN MXL00782
- SMF3 Executive Director (since 8 Sep 2025)
Peter John Goddard
IRN PJG01224
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (13 May 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 May 2010 to 30 Sep 2018)
- CF10 Compliance Oversight (1 Aug 2008 to 18 Apr 2019)
Simon William Bradburn Read
IRN SWR00015
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2008 to 8 Dec 2019)
Stephen Roland Daulby
IRN SRD01067
- CF1 Director (1 Apr 2008 to 2 Apr 2016)
- CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (1 Apr 2008 to 12 May 2010)

Smaller firms operating under this firm's FCA authorisation.

Jets Basketball Club Ltd (no longer appointed)
FRN 567179 · Appointed 21 Oct 2011 · Until 4 Jan 2016
Barnbro Solutions Ltd (no longer appointed)
FRN 566942 · Appointed 19 Oct 2011 · Until 4 Jan 2016
Jonathan Cahill (no longer appointed)
FRN 542699 · Appointed 7 Mar 2011 · Until 12 Oct 2016
Touchstone Commercial Finance Ltd (no longer appointed)
FRN 519251 · Appointed 15 Jul 2010 · Until 25 Jan 2016
Gresford Athletic Football Club (no longer appointed)
FRN 518410 · Appointed 23 Feb 2010 · Until 18 Apr 2019
Venetian Marine Ltd (no longer appointed)
FRN 502051 · Appointed 5 Jun 2009 · Until 18 Apr 2019
Blue Water Horizons Ltd (no longer appointed)
FRN 500786 · Appointed 8 May 2009 · Until 28 Feb 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.