Date authorised
5 August 2019
Companies House
11534693
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit B
    Kay 1Building
    23 The Tything
    Worcester
    Worcestershire
    WR1 1HD
    UNITED KINGDOM
    Phone
    +441905930411
  • Complaints Contact

    Unit B
    Kay 1Building
    23 The Tything
    Worcester
    Worcestershire
    WR1 1HD
    UNITED KINGDOM
    Phone
    +441905930411

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Jay

    IRN AXJ17082

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (3 Apr 2023 to 18 Jul 2023)
    • CF1 Director (5 Aug 2019 to 8 Dec 2019)
  • Andrew John Wiseman

    IRN AJW01522

    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2020)
    • CF1 Director (5 Aug 2019 to 8 Dec 2019)
  • Anthony Mcmillan

    IRN AXM02134

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 5 Aug 2019)
    • CF1 Director (AR) (3 Apr 2023 to 18 Jul 2023)
    • CF1 Director (5 Aug 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.