Darwin Alternative Investment Management Limited

Date authorised
1 August 2016
Companies House
08100415
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Empire House
    6th Floor
    175 Piccadilly
    London
    W1J 9EN
    UNITED KINGDOM
    Phone
    +442074081060
    Web
    https://www.darwinalternatives.com

  • Complaints Contact

    Empire House
    6th Floor
    175 Piccadilly
    London
    W1J 9EN
    UNITED KINGDOM
    Phone
    +442074081060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Ben CHARLWOOD

    IRN ABC01023

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF1 Director (AR) (8 May 2025 to 1 May 2026)
    • CF30 Customer (3 Nov 2016 to 1 May 2026)
  • Anthony Geoffrey David Esse

    IRN AXE01061

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • Charles David William ESSE

    IRN CXE09632

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Christopher James Affleck PENNEY

    IRN CJP01160

    • SMF9 Chair of the Governing Body (since 5 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • Ian Edward COLEMAN

    IRN IXC00069

    • CF1 Director (AR) (since 3 Jun 2025)
    • [FCA CF] Client dealing (since 20 May 2020)
  • Lin Qu

    IRN LXQ01022

    • CF1 Director (AR) (7 Jul 2025 to 9 Sep 2025)
    • CF30 Customer (7 Jul 2025 to 9 Sep 2025)
  • Michael Charles KEW

    IRN MCK01023

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • Nicholas John Buckmaster

    IRN NJB01117

    • [FCA CF] Client dealing (1 Apr 2020 to 31 Dec 2024)
  • Stephen William HAMMOND

    IRN SWH01024

    • [FCA CF] Client dealing (2 Jan 2021 to 31 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.