Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366
  • Complaints Contact

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Diane Dowen

    IRN RDC01096

    • SMF9 Chair of the Governing Body (since 28 Apr 2025)
    • SMF13 Chair of the Nominations Committee (since 28 Apr 2025)
  • Rachel Louise Turnbull

    IRN RLT01045

    • CF2 Non Executive Director (13 Feb 2015 to 6 Mar 2016)
  • Rebecca Russell

    IRN RXR00035

    • [FCA CF] Functions requiring qualifications (5 Jun 2017 to 31 Oct 2024)
  • Richard John Dyke

    IRN RJD01113

    • CF2 Non Executive Director (1 Dec 2001 to 26 Apr 2007)
  • Robert Cuffe

    IRN RXC01938

    • SMF14 Senior Independent Director (4 Mar 2020 to 25 Apr 2023)
    • SMF12 Chair of the Remuneration Committee (22 Oct 2018 to 25 Apr 2023)
    • CF2 Non Executive Director (17 Apr 2013 to 6 Mar 2016)
  • Robert Sinclair

    IRN RXS02617

    • SMF10 Chair of the Risk Committee (since 5 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 4 Mar 2025)
  • Sarah Horley

    IRN SXH00086

    • [FCA CF] Significant management (7 Mar 2016 to 31 Jan 2022)
  • Steven Forth

    IRN SXF00105

    • SMF2 Chief Finance (since 13 Dec 2022)
    • [PRA CF] Key function holder (1 Nov 2019 to 1 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2019 to 1 Apr 2023)
  • Suzanne Eccleston

    IRN SXE00010

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2018)
  • Thomas Crossley

    IRN TXC00287

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.