Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John Christian Beton

    IRN RJB01207

    • CF30 Customer (1 Nov 2007 to 25 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robert Neil Fereday

    IRN RNF01009

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (20 Jan 2003 to 31 Oct 2007)
  • Roy Francis Nicholas

    IRN RFN01003

    • CF21 Investment Adviser (8 Oct 2002 to 3 Mar 2003)
  • Roy Stephen Bowers

    IRN RSB01051

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
  • Ruggero Mameli

    IRN RXM01343

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Rune Dinesen

    IRN RXD01240

    • CF21 Investment Adviser (7 Mar 2006 to 26 Jun 2007)
  • Rune Heinrichson

    IRN RXH01314

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Samidha Savant

    IRN SXS01755

    • CF23 Corporate Finance Adviser (29 Jul 2003 to 30 Nov 2004)
  • Sander Fynboe

    IRN SXF01327

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)
  • Sanjiv Pandya

    IRN SXP01325

    • CF21 Investment Adviser (12 Jan 2002 to 31 Jan 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.