Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jens Peter Leschly Neergaard

    IRN JPN01059

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 31 Dec 2017)
    • CF29 Significant management (3 Aug 2015 to 6 Mar 2016)
    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • Jens Peter Toft

    IRN JPT01047

    • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jens-Anders Stenled Palmqvist

    IRN JSP01054

    • SMF19 Head of Overseas Branch/Head of Overseas
    • SMF21 EEA Branch Senior Manager (EBSM) (24 Jan 2018 to 13 Jan 2022)
    • CF29 Significant management (19 Feb 2010 to 3 Aug 2015)
    • CF17 Significant Mgt (Other Business Operations) (5 Dec 2003 to 30 Jun 2006)
  • Jeppe Thomsen

    IRN JXT01235

    • CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2004)
  • Jeremy John Spinney

    IRN JJS01041

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Dec 2001 to 31 Oct 2007)
  • Jeremy Simon Fisher

    IRN JSF01026

    • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2002)
  • Jeremy Sylvain Menahem Bauza

    IRN JSB01202

    • CF30 Customer (20 Feb 2013 to 6 Mar 2016)
  • Jesper Billeskov

    IRN JXB92119

    • [FCA CF] Client dealing (29 Mar 2019 to 30 Sep 2020)
  • Jesper Oestergaard Madsen

    IRN JOM01008

    • CF21 Investment Adviser (6 Jul 2006 to 28 Feb 2007)
  • Jesper Ronald Petersen

    IRN JRP01186

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 7 Mar 2018)
    • CF30 Customer (8 Oct 2010 to 6 Mar 2016)
    • CF29 Significant management (8 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.