Dale Johnson Wealth Management

FRN: 564970
Last scraped: 2 days ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

20 High Street

Roade

Northampton

Northants

NN7 2NW

UNITED KINGDOM

Phone

+4401604862214

Web

https://www.dalejohnsonwealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dale Adam Johnson
IRN DAJ00045
- Employed By (since 21 Sep 2011)
Nicola Janine Johnson
IRN NJJ00014
- Employed By (since 27 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.